<!– ============================================================= –> <!– MODULE: Funding Elements –> <!– VERSION: ANSI/NISO JATS Version 1.1 (Z39.96-2015) –> <!– DATE: December 2015 –> <!– –> <!– ============================================================= –>

<!– ============================================================= –> <!– PUBLIC DOCUMENT TYPE DEFINITION –> <!– TYPICAL INVOCATION –> <!– “-//NLM//DTD JATS (Z39.96) JATS DTD Suite Funding Elements v1.1 20151215//EN”

Delivered as file "JATS-funding1.ent"                         -->

<!– ============================================================= –>

<!– ============================================================= –> <!– SYSTEM: JATS DTD Suite –> <!– –> <!– PURPOSE: Defines the elements which describe funding for –> <!– the research reported in a work or the open –> <!– access funding for the work –> <!– –> <!– TAG SET SPONSOR –> <!– National Center for Biotechnology –> <!– Information (NCBI) –> <!– National Library of Medicine (NLM) –> <!– –> <!– CREATED FOR: –> <!– This module was created for the JATS DTD Suite. –> <!– Digital archives and publishers may use the –> <!– DTD as is for markup of journal literature or –> <!– related material for archiving and transferring –> <!– such material between archives or create a –> <!– custom XML DTD from the Suite for –> <!– these purposes. –> <!– –> <!– This DTD is in the public domain. An organization –> <!– that wishes to create its own DTD from the suite –> <!– may do so without permission from NLM. –> <!– –> <!– The suite has been set up to be extended using a –> <!– new DTD file and a new DTD-specific customization –> <!– module to redefine the many Parameter Entities. –> <!– Do not modify the suite directly or redistribute –> <!– modified versions of the suite. –> <!– –> <!– In the interest of maintaining consistency and –> <!– clarity for potential users, NLM requests: –> <!– –> <!– 1. If you create a DTD from the JATS DTD Suite –> <!– and intend to stay compatible with the suite, –> <!– then please include the following statement –> <!– as a comment in all of your DTD modules: –> <!– “Created from, and fully compatible with, –> <!– the ANSI/NISO Z39.96 Journal Article Tag –> <!– Suite (JATS).” –> <!– –> <!– 2. If you alter one or more modules of the suite, –> <!– then please rename your version and all its –> <!– modules to avoid any confusion with the –> <!– original suite. Also, please include the –> <!– following statement as a comment in all your –> <!– DTD modules: –> <!– “Based in part on, but not fully compatible –> <!– with, the ANSI/NISO Z39.96 Journal Article –> <!– Tag Suite (JATS).” –> <!– –> <!– ORIGINAL CREATION DATE: –> <!– February 2008 –> <!– –> <!– CREATED BY: Mulberry Technologies, Inc. for the NISO Z39.96 –> <!– Working Group. Mulberry Technologies was –> <!– supported by National Center for Biotechnology –> <!– Information (NCBI), a center of the US National –> <!– Library of Medicine (NLM). –> <!– –> <!– The Journal Publishing DTD is built from the –> <!– Archiving and Interchange DTD Suite. –> <!– –> <!– Suggestions for refinements and enhancements to –> <!– this DTD should be sent in email to: –> <!– jats@ncbi.nlm.nih.gov –> <!– ============================================================= –>

<!– ============================================================= –> <!– DTD VERSION/CHANGE HISTORY –> <!– ============================================================= –> <!– Version Reason/Occasion (who) vx.x (yyyy-mm-dd)

    =============================================================
    JATS Version 1.1                (DAL/BTU) v1.1  (2015-12-15)

    JATS is a continuing maintenance NISO Standard, which
    requires voting by the ANSI and NISO memberships to be changed. 
    JATS 1.1 was approved in late 2015, so the formal public 
    identifiers were changed in the modules and the catalogs.
    No model or attribute changes were made at this time. 

14. JATS became version "1.1" and "v1.1 20151215"

     =============================================================
    JATS Version 1.1d3             (DAL/BTU) v1.1d3  (2015-03-01)

    The changes in this release are in response to NISO 
    License and Indicators Recommended Practice.

    NISO JATS is a continuing maintenance NISO Standard, which 
    requires voting by the NISO membership to be changed. This
    Committee Draft 1.1d3 will be sent to the NISO voting
    membership, to become (if approved) NISO JATS 1.1.

    This draft DTD represents an interim version of the
    non-normative JATS DTD Suite, as an indication to JATS users
    the decisions that have been made by the JATS Standing
    Committee.

13. JATS became version "1.1d3" and "v1.1 20150301//EN"

    =============================================================
    JATS Version 1.1d2              (DAL/BTU) v1.1d2 (2014-09-30)

    NISO JATS is a continuing maintenance NISO Standard, which 
    requires voting by the NISO membership to be changed. This
    Committee Draft 1.1d2 will be sent to the NISO voting
    membership, to become (if approved) NISO JATS 1.1.

    This catalog represents an interim version of the
    non-normative JATS DTD Suite, as an indication to JATS users
    the decisions that have been made by the JATS Standing
    Committee.

 12. JATS became version "1.1d2" and "v1.1d2 20140930//EN"

    =============================================================
    NISO JATS Version 1.1d1           (DAL/BTU) v1.1 (2013-11-15)

    ANSI/NISO Z39.96-2012 (pre-release for V1.0 BITS; Version 1.1d1) 

    NISO JATS Standing Committee met and answered the requests and
    suggestions from the NISO request forms.

    Details concerning ANSI/NISO Z39.96-2012 JATS-based DTDs,  
    XSDs, RNGs and supporting documentation are available at
          http://jats.nlm.nih.gov/1.0/

11. INSTITUTION WRAP ADDED
    Added the elements <institution-wrap> to the following elements
    through the institution-wrap.class:
     - funding-source

10. GLOBAL ATTRIBUTES - Added the new parameter entity 
        %jats-common-atts;
    to every element in this module. This PE adds (for now) the
    @id attribute and the @xml:base attribute to every element,
    whether metadata or narrative.
    Since the @id in this parameter entity is optional, a second
    parameter entity jats-common-atts-id-required was also added.
    The two are kept in sync with the jats-base-atts parameter 
    entity.

    =============================================================
    NISO JATS Version 1.0             (DAL/BTU) v1.0 (2012-xx-xx)

    ANSI/NISO Z39.96-2012 (Version 1.0) 

    Details concerning ANSI/NISO Z39.96-2012 JATS-based DTDs,  
    XSDs, RNGs and supporting documentation are available at
          http://jats.nlm.nih.gov/1.0/

 9. PRINCIPAL-AWARD-RECIPIENT MODEL - Added "contrib-id.class" to 
    the <principal-award-recipient> through 
    principal-award-recipient-elements, to hold identifiers for 
    people, such as publishers-specific IDs, ORCIDs, etc..

 8. PRINCIPAL INVESTIGATOR MODEL - Added "contrib-id.class" to 
    the <principal-investigator> through 
    principal-investigator-elements, to hold identifiers for 
    people, such as publishers-specific IDs, ORCIDs, etc..

 7. Updated the public identifier to "v1.0 20120330//EN", 
    modified the formal public identifier to include "JATS (Z39.96)",
    and the filename as delivered to include "JATS" and the
    new version number "1".

    =============================================================
    Version 0.4                       (DAL/BTU) v0.4 (2011-01-31)

    This Tag Set is in the process of becoming a NISO standard.
    The version numbers are starting over from 0.4", as a Trial
    Use Draft, to be made into "Version 1.0" when the Tag Suite 
    becomes a NISO standard. Thus, the version number that would
    have been "NLM Version 3.1 Draft" has become NISO JATS
    "Version 0.4".

    Details on NISO Trial Use Draft Version 0.4 are available at
          http://jats.nlm.nih.gov/JATS-0.4.

 6. Updated the DTD-version attribute to "0.4" 

 5. Updated the public identifier to "v0.4 20110131", 
    modified the formal public identifier to include "JATS (Z39.96)",
    and the filename as delivered to include "JATS" and the
    new version number "0".
          http://jats.nlm.nih.gov/0.4.

 4. FUNDING GROUP- Allowed <open-access> to repeat within
    <funding-group>

 3. @SPECIFIC-USE and @XML:LANG - Added the @specific-use and
    @xml:lang to the following elements:

     - award-group through award-group-atts (both)
     - award-id through award-id-atts (both)
     - funding-group through funding-group-atts (both) NEW PE
     - funding-source through funding-source-atts (both)
     - funding-statement through funding-statement-atts (both)
     - open-access through open-access-atts (both) NEW PE
     - principal-award-recipient through
         principal-award-recipient-atts (both) NEW PE
     - principal-investigator through principal-investigator-atts
         (both) NEW PE

 2. OPEN ACCESS MODEL - Changed the model from
        "(p+)"
    to
         "(%just-para.class;+)"

    =============================================================
    Version 3.0                       (DAL/BTU) v3.0 (2007-10-31)

    Version 3.0 is the first non-backward-compatible release.
    In addition to the usual incremental changes, some
    elements and attributes have been renamed and/or remodeled
    to better meet user needs and to increase tag set consistency.
    All module change histories are available through the Tag Suite
    web site at http://dtd.nlm.nih.gov.

    Details on version 3.0 are available at
          http://dtd.nlm.nih.gov/3.0.

 1. Updated public identifier to "v3.0 20080202//EN"              -->

<!– ============================================================= –> <!– Details concerning

ANSI/NISO Z39.96-2015 JATS-based DTDs, XSDs, 
RNGs and supporting documentation are available at
      http://jats.nlm.nih.gov/1.1/                            -->

<!– ============================================================= –> <!– PARAMETER ENTITIES FOR ATTRIBUTE LISTS –> <!– ============================================================= –>

<!– AWARD GROUP ATTRIBUTES –> <!– Attributes for the <award-group> element –> <!ENTITY % award-group-atts

"%jats-common-atts;                                       
 rid        IDREFS                            #IMPLIED
 award-type
            CDATA                             #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED
 %might-link-atts;"                                      >

<!– AWARD IDENTIFIER ATTRIBUTES –> <!– Attributes for the <award-id> element –> <!ENTITY % award-id-atts

"%jats-common-atts;                                       
 rid        IDREFS                            #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– FUNDING GROUP ATTRIBUTES –> <!– Attributes for the <funding-group>

element                                    -->

<!ENTITY % funding-group-atts

"%jats-common-atts;                                       
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– FUNDING SOURCE ATTRIBUTES –> <!– Attributes for the <funding-source> element–> <!ENTITY % funding-source-atts

"%jats-common-atts;                                       
 rid        IDREFS                            #IMPLIED
 source-type
            CDATA                             #IMPLIED
 country    CDATA                             #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED
 %might-link-atts;"                                      >

<!– FUNDING STATEMENT ATTRIBUTES –> <!– Attributes for the <funding-statement>

element                                    -->

<!ENTITY % funding-statement-atts

"%jats-common-atts;                                       
 rid        IDREFS                            #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– OPEN ACCESS ATTRIBUTES –> <!– Attributes for the <open-access>

element                                    -->

<!ENTITY % open-access-atts

"%jats-common-atts;                                       
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– PRINCIPAL AWARD RECIPIENT ATTRIBUTES –> <!– Attributes for the <principal-award-recipient>

element                                    -->

<!ENTITY % principal-award-recipient-atts

"%jats-common-atts;                                       
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– PRINCIPAL INVESTIGATOR ATTRIBUTES –> <!– Attributes for the <principal-investigator>

element                                    -->

<!ENTITY % principal-investigator-atts

"%jats-common-atts;                                       
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– ============================================================= –> <!– FUNDING ELEMENTS –> <!– ============================================================= –>

<!– FUNDING GROUP MODEL –> <!– Model for the <funding-group> element –> <!ENTITY % funding-group-model

"(award-group*, funding-statement*,
 open-access*)"                              >

<!– FUNDING GROUP –> <!– Container element for information concerning

grants, contracts, sponsors, or other
funding for the research reported in the
work (typically an article), as well as for
material on the open access funding for the
work, for example, which model of open access
funding was used or who paid the open access
charges.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=funding-group
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=funding-group
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=funding-group
                                           -->

<!ELEMENT funding-group

%funding-group-model;                        >

<!ATTLIST funding-group

%funding-group-atts;                                    >

<!– FUNDING STATEMENT ELEMENTS –> <!– Model for the <funding-statement> element –> <!ENTITY % funding-statement-elements

"| %address-link.class; | %emphasis.class; |
 %phrase-content.class; |
 %subsup.class;"                             >

<!– FUNDING STATEMENT –> <!– A displayable prose statement that describes

the funding for the research on which a work
was based. Such a statement is required, for
example, by research funded in whole or part
by the Wellcome Trust. The statement may
mention (and therefore repeat) the funding
source, PI, or other funding information.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=funding-statement
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=funding-statement
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=funding-statement
                                           -->

<!ELEMENT funding-statement

(#PCDATA %funding-statement-elements;)*      >

<!ATTLIST funding-statement

%funding-statement-atts;                                >

<!– OPEN ACCESS MODEL –> <!– Model for the <open-access> element –> <!ENTITY % open-access-model

"((%just-para.class;)+)"                     >

<!– OPEN ACCESS –> <!– A container element to hold metadata

concerning the open access provisions that
apply to a work, for example which model
of charging was used or who paid the open
access charges for a journal article.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=open-access
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=open-access
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=open-access
                                           -->

<!ELEMENT open-access %open-access-model; > <!ATTLIST open-access

%open-access-atts;                                      >

<!– ============================================================= –> <!– AWARD GROUP ELEMENTS –> <!– ============================================================= –>

<!– AWARD GROUP MODEL –> <!– Model for the <award-group> element –> <!ENTITY % award-group-model

"(funding-source*, award-id*,
  principal-award-recipient*,
  principal-investigator*)"                  >

<!– AWARD GROUP –> <!– Container element for information concerning

one award that sponsored a work or the
research on which the work was based. There
may be more than source of funding, a grant
or contract number, PI, etc.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=award-group
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=award-group
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=award-group
                                           -->

<!ELEMENT award-group %award-group-model; > <!ATTLIST award-group

%award-group-atts;                                      >

<!– FUNDING SOURCE ELEMENTS –> <!– Model for the <funding-source> element –> <!ENTITY % funding-source-elements

"%simple-text; | %institution-wrap.class;"   >

<!– FUNDING SOURCE –> <!– Agency or organization (such as a foundation,

corporation, or an educational institution)
that funded the research on which a work was
based, for example, the Wellcome Trust, NIH,
HHS, Princeton University, or Alcoa
sponsoring the research for a journal
article
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=funding-source
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=funding-source
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=funding-source
                                           -->

<!ELEMENT funding-source

(#PCDATA %funding-source-elements;)*         >

<!ATTLIST funding-source

%funding-source-atts;                                   >

<!– AWARD IDENTIFIER ELEMENTS –> <!– Model for the <award-id> element –> <!ENTITY % award-id-elements

"%simple-text;"                              >

<!– AWARD IDENTIFIER –> <!– An identifier that has been assigned to the

award, for example, a grant number, a grant
reference number, or a contract number.
[Note, this is a real-world identifier not
an XML ID.]
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=award-id
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=award-id
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=award-id
                                           -->

<!ELEMENT award-id (PCDATA %award-id-elements;)* > <!ATTLIST award-id

%award-id-atts;                                         >

<!– PRINCIPAL AWARD RECIPIENT ELEMENTS –> <!– Model for the <principal-award-recipient>

element                                    -->

<!ENTITY % principal-award-recipient-elements

" | %contrib-id.class; | 
 %recipient-name.class;"                     >

<!– PRINCIPAL AWARD RECIPIENT –> <!– The institution or individuals to whom the

award was given, for example the principal
grant holder
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=principal-award-recipient
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=principal-award-recipient
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=principal-award-recipient
                                           -->

<!ELEMENT principal-award-recipient

(#PCDATA
 %principal-award-recipient-elements;)*      >

<!ATTLIST principal-award-recipient

%principal-award-recipient-atts;                        >

<!– PRINCIPAL INVESTIGATOR ELEMENTS –> <!– Model for the <principal-investigator>

element                                    -->

<!ENTITY % principal-investigator-elements

" | %contrib-id.class; | 
 %investigator-name.class;"                  >

<!– PRINCIPAL INVESTIGATOR RECIPIENT –> <!– Individual responsible for the intellectual

content of the work reported in the article.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/1.1/index.html?elem=principal-investigator
http://jats.nlm.nih.gov/publishing/tag-library/1.1/index.html?elem=principal-investigator
http://jats.nlm.nih.gov/articleauthoring/tag-library/1.1/index.html?elem=principal-investigator
                                           -->

<!ELEMENT principal-investigator

(#PCDATA
 %principal-investigator-elements;)*         >

<!ATTLIST principal-investigator

%principal-investigator-atts;                           >

<!– ================== End Funding Module ======================= –>